Overview
Unparalleled
Equity Capital Markets Expertise
Given the changing landscape on Wall Street, we believe there are few firms as capable of servicing their clients as effectively as Oppenheimer’s Equity Capital Markets team. We are a leading underwriter of mid- and small-cap equity offerings and provide a wide range of capital raising methods and after-market advisory and execution services.
Capital Raising Services for Companies and Selling Shareholders
- Initial Public Offerings
- Follow-on Offerings
- Registered Directs
- PIPEs
- Private Placements
- Convertibles
- “Confidential” Offerings
- “At-the-Market” Facilities
The Oppenheimer distribution platform is extremely powerful for mid- and small-cap issuers given the focused institutional sales force of over 125 professionals and private client networks in the U.S. with more than 1,300 Financial Advisors.
In addition to offices throughout the U.S., we have a local presence in the U.K., Israel, and Asia. While we are a leading underwriter of mid- and small-cap U.S. companies, we are also the most active underwriter of Chinese and Israeli companies that list on U.S. exchanges.
After-Market Advisory and Execution Services for Companies and Investors
- Share Buybacks
- Convertible Debt Repurchases/Restructuring
- Capital Markets Advisory Services &
Non-Deal Investor Meetings
- Restricted Stock Transactions
- Block Trading
- Trading Insight
Our ECM team also provides institutional investors, insiders, private equity firms, Venture Capitalists and strategic investors with advisory and execution services. We not only help initiate minority investments in public companies, but also offer a block trading solution for when they are ready to exit their publicly-held positions all with limited market impact. Our solution goes above and beyond passive crossing networks and enables investors to proactively source liquidity that may not be currently available in the public markets.
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